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In the following case, the wife won her appeal. She was granted a total of 1750 in child support and attorneys fees in the amount of twenty thousand dollars. This seems like a win, but in reality all she did was spend tens of thousands of dollars on legal fees to get a marginal amount of child support. She was already recieving 7500 per month in support. You have to read this case to really understand the waste of funds that happened in winning an appeal.
| Wald v Wald | | 2007 NY Slip Op 07838 | | Decided on October 16, 2007 | | Appellate Division, Second Department | | Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. | | This opinion is uncorrected and subject to revision before publication in the Official Reports. |
Decided on October 16, 2007 SUPREME COURT OF THE STATE OF NEW YORK APPELLATE DIVISION : SECOND JUDICIAL DEPARTMENT STEPHEN G. CRANE, J.P. ROBERT A. SPOLZINO GABRIEL M. KRAUSMAN WILLIAM E. McCARTHY, JJ. 2006-07126 (Index No. 19482/04) [*1]Heather Wald, appellant,
v
Steven A. Wald, etc., et al., respondents.
DECISION & ORDER In an action for a divorce and ancillary relief, the plaintiff appeals from an order of the Supreme Court, Queens County (Fitzmaurice, J.), entered June 22, 2006, which denied her motion, inter alia, for pendente lite child support, maintenance, and an interim attorney's fee. ORDERED that the order is modified, on the law and in the exercise of discretion, by (1) deleting the provision thereof denying that branch of the plaintiff's motion which was for pendente lite maintenance and child support, and substituting therefor a provision granting that branch of the motion to the extent of awarding her the sum of $1,750 per month in combined maintenance and child support pending trial of the action, over and above the $7,500 disbursement ordered by the Supreme Court, Rockland County, in the guardianship proceeding entitled Matter of Wald, under Index No. 5952/00, retroactive to February 9, 2006, and (2) deleting the provision thereof denying that branch of the plaintiff's motion which was for an interim attorney's fee in the amount of $20,000 and substituting therefor a provision granting that branch of the motion; as so modified, the order is affirmed, with costs to the plaintiff. The parties were married in 1989 and there are three minor children of the marriage. Prior to an accident in August 2000, as a result of which the defendant husband sustained severe brain injuries, he was a dentist earning over $400,000 per year. Following the accident, the husband was unable to continue in his dental practice. In December 2000 the Supreme Court, Rockland [*2]County (Weiner, J.), adjudicated the husband an incapacitated person and appointed the plaintiff wife as his guardian. In May 2003 the wife was removed as guardian and replaced by the current co-guardians. In November 2003 the guardianship court ordered the wife to turn over to the co-guardians all assets in which the husband had an interest, including all funds jointly held by the wife. Thereafter, during a hearing on March 8, 2004, the guardianship court directed the guardians to make disbursements in the sum of $7,500 monthly from the guardianship fund to provide for the expenses of the wife and children, without prejudice to the submission of support issues to the matrimonial court. In August 2004, after receiving permission from the guardianship court, the wife commenced the instant action for divorce and ancillary relief in the Supreme Court, Queens County. The wife then moved in the matrimonial court, inter alia, for pendente lite relief. Citing the guardianship court's monthly $7,500 disbursement to the wife, the Supreme Court denied that branch of the wife's motion. Under the circumstances of this case, that denial was an improvident exercise of discretion. The wife is entitled to a pendente lite award of $1,750 per month in combined maintenance and child support, over and above the amount of the guardianship budget, retroactive to February 9, 2006, the date of the wife's order to show cause seeking such relief (see Bourne v Bourne, 237 AD2d 317, 318; Bernstein v Bernstein, 143 AD2d 168, 169-170; see also Domestic Relations Law § 236 [B][6][a], [7][a]). Pendente lite awards "should be an accommodation between the reasonable needs of the moving spouse and the financial ability of the other spouse . . . with due regard for the preseparation standard of living" (Byer v Byer, 199 AD2d 298; see Levakis v Levakis, 7 AD3d 678). A speedy trial is ordinarily the proper remedy to rectify a perceived inequity in a pendente lite award, though "the rule is not ironclad when the award is deficient" (Byer v Byer, 199 AD2d 298, quoting Bernstein v Bernstein, 143 AD2d 168, 169). In such a case, this court may substitute a discretionary determination for that of the trial court (see Bourne v Bourne, 237 AD2d 317; Bernstein v Bernstein, 143 AD2d at 169). Here, the Supreme Court denied that branch of the wife's motion which sought pendente lite maintenance and child support, finding that the $7,500 monthly disbursement from the guardianship funds was sufficient to meet the reasonable needs of the wife and children. Considering the substantial marital assets and the wife's monthly expenses, we disagree and find the amount deficient to the extent indicated. Based on the husband's claimed expenses in his most recent statement of net worth, the husband is possessed of sufficient income to provide the additional support, despite his substantial medical expenses. This award covers all expenses of the wife and children pending trial of this matter. The Supreme Court improvidently exercised its discretion in denying that branch of the wife's motion which was for an award of an interim attorney's fee. Domestic Relations Law § 237(a) provides that a court may award interim counsel fees to a spouse in a divorce action should the award be required "to enable the petitioning party to properly proceed." The provision "is designed to redress the economic disparity between the monied spouse and the non-monied spouse [so] that the matrimonial scales of justice are not unbalanced by the weight of the wealthier litigant's wallet" (O'Shea v O'Shea, 93 NY2d 187, 190). The issue of counsel fees "although entrusted to [*3]the sound discretion of the trial court . . . is nonetheless controlled by the equities of the case and the financial circumstances of the parties'" (Lutz v Goldstone, 38 AD3d 720, 721, quoting Popelaski v Popelaski, 22 AD3d 735, 738). Here, the marital assets of the parties are held in the guardianship account, leaving the wife without sufficient funds to properly proceed in the divorce action. Further, the guardianship court authorized payment of a retainer to the husband's matrimonial counsel from guardianship funds. Accordingly, the equities of the case warrant an award of an interim attorney's fee to the wife. She incurred reasonable legal fees in excess of the amount sought in her motion. Accordingly, that branch of her motion which was for an award of an interim attorney's fee in the sum of $20,000 is granted. The wife's remaining contentions are without merit. CRANE, J.P., SPOLZINO, KRAUSMAN and McCARTHY, JJ., concur. ENTER: James Edward Pelzer Clerk of the Court
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A divorce trial is time consuming and expensive. Many times the appellate division only makes minor adjustments to a written decision by a Judge in New York State. Many people appeal and lose, not only time but alot of money...
Kaplan v. Kaplan, 21 A.D.3d 993, 801 N.Y.S.2d 391 (Second Dept. 2005)(2005 WL 2292997)(2005 N.Y. Slip Op. 06777)(Sep 19, 2005): Supreme Court, Appellate Division, Second Department, New York. David KAPLAN, appellant, v. Nicole Turano KAPLAN, respondent. Sept. 19, 2005. HOWARD MILLER, J.P., BARRY A. COZIER, DAVID S. RITTER, and STEVEN W. FISHER, JJ. In an action for a divorce and ancillary relief, the father appeals from so much of a judgment of the Supreme Court, Nassau County (LaMarca, J.), entered September 1, 2004, as, after a nonjury trial, awarded the mother custody of the parties' child and permitted her to relocate, and awarded child support in the sum of $3,925 per month, maintenance in the sum of $7,500 per month for 5 years, and an attorney's fee in the sum of $100,000. ORDERED that the judgment is modified, on the law, the facts, and as a matter of discretion, by (1) deleting the provision thereof awarding child support to the mother in the sum of $3,925 per month and substituting therefor a provision awarding her child support in the sum of $2,836 per month, (2) adding thereto a provision directing that, upon the termination of the father's maintenance obligation, the father's child support obligation shall be upwardly modified to the sum of $4,112 per month, and (3) adding thereto a provision directing that (a) the parties shall jointly consult with each other with respect to the child's education and health, including, but not limited to, decisions pertaining to his special needs arising from his hearing disability, and (b) the parents in their consultation shall always use their best efforts and good faith to arrive at a joint decision in the best interests of the child, but that the mother shall have final decision-making authority; as so modified, the judgment is affirmed insofar as appealed from, without costs or disbursements. In a child custody determination, a court must decide "what is for the best interest of the child, and what will best promote its welfare and happiness" (Domestic Relations Law ? 70[a]; Eschbach v. Eschbach, 56 N.Y.2d 167, 171; Miller v. Pipia, 297 A.D.2d 362, 364). Factors to be considered include "the quality of the home environment and the parental guidance the custodial parent provides for the child, the ability of each parent to provide for the child's emotional and intellectual development, the financial status and ability of each parent to provide for the child, the relative fitness of the respective parents, and the effect an award of custody to one parent might have on the child's relationship with the other parent" (Miller v. Pipia, supra at 364). The "existence or absence of any one factor cannot be determinative on appellate review since the court is to consider the totality of the circumstances" (Eschbach v. Eschbach, supra at 174; see Miller v. Pipia, supra at 364; Young v. Young, 212 A.D.2d 114, 118). The trial court's determination must be "accorded great deference on appeal, since it had the opportunity to assess the witnesses' demeanor and credibility" (Miller v. Pipia, supra at 364, see Eschbach v. Eschbach, supra at 173). Only where the determination "lacks a sound and substantial basis" should it be disturbed (Miller v. Pipia, supra at 364). Given that the mother was supportive of visitation, that both parties are fit and loving parents, each capable of caring for the child, that the mother was available to care for the child and address his special needs, and that the mother was the primary caretaker since the child's birth, the trial court properly awarded custody of the parties' child to the mother (see Cohen v. Merems, 2 AD3d 663; Miller v. Pipia, supra; Forzano v. Scuderi, 224 A.D.2d 385). However, given the foregoing, we deem it appropriate to modify the judgment to add a provision directing that the parties, in good faith, jointly consult with each other regarding decisions pertaining to the child's education and health, with the mother having final decision-making authority. Contrary to the father's contention, the trial court properly weighed the relevant factors set forth in Matter of Tropea v. Tropea (87 N.Y.2d 727), and determined that the mother's relocation to Chappaqua, in Westchester County, will serve the best interests of the child. Further, in calculating the amount of the child support award pursuant to the Child Support Standards Act (hereinafter CSSA) (see Domestic Relations Law ? 240[1-b] ), the trial court opted to apply the child support percentage (in this case 17%) to the combined parental income over $80,000. The father contends that the Supreme Court erred in failing to articulate a reason for applying the statutory percentage to the combined parental income over $80,000. We disagree. The court's 50-page decision after trial meticulously described the parties' respective circumstances, and there is "sufficient record indication" that application of the statutory percentage was justified (see Matter of Cassano v. Cassano, 85 N.Y.2d 649, 655). The mother was not working at the pertinent time, and was attending to child care, including the child's special needs. The father was working, and was earning in excess of $400,000 per year. We conclude that the Supreme Court providently exercised its discretion in capping his annual income at $300,000. Thus, as the Supreme Court correctly concluded, the combined parental income was $300,000, and the father's percentage obligation for child support was 100%. However, in making its child support determination, the Supreme Court failed to deduct from the father's income the amount of maintenance ($90,000 per year) that he was ordered to pay to the mother (see Domestic Relations Law ? 240[1-b][b][5] [vii] ). The court further erred in its FICA calculation. Rather than remit the matter to the Supreme Court, Nassau County, for a recalculation of child support, in the interest of judicial economy, we do so. Thus, after deducting from the annual income of $300,000, the sums of $90,000 for maintenance and $9,768 for FICA, and applying the 17% statutory rate, we conclude that the father's child support obligation should be the sum of $2,836 per month. Upon termination of the father's maintenance obligation, his child support obligation shall be upwardly modified to the sum of $4,112 per month (see Domestic Relations Law ? 240[1-b][b][vii][C] ). The mother was awarded maintenance in the sum of $7,500 per month for 5 years. Contrary to the father's contention, the maintenance award was a proper exercise of the trial court's discretion, taking into consideration the relevant factors, including the parties' pre-separation standard of living, the separate property retained by each party and their respective net equitable distributive awards of marital property, the mother's absence from the work force as a certified social worker for most of the period following the birth of the parties' special needs child on January 19, 2001, the mother's continued role as the primary caretaker of a special needs child, the father's significantly higher earning capacity as a successful partner in a radiology practice, and the short duration of the parties' marriage (see Domestic Relations Law ? 236[B][6][a]; Comstock v. Comstock, 1 AD3d 307; Alvares-Correa v. Alvares-Correa, 285 A.D.2d 123; Finkelson v. Finkelson, 239 A.D.2d 174; Milewski v. Milewski, 197 A.D.2d 562). The attorney's fee award to the mother was a proper exercise of the trial court's discretion (see Domestic Relations Law ? 237[a]; Charpie v. Charpie, 271 A.D.2d 169; Vicinanzo v. Vicinanzo, 193 A.D.2d 962; Sclafani v. Sclafani, 178
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64.2.12 - - - Hale Hale v. Hale, 16 A.D.3d 231, 792 N.Y.S.2d 27 (First Dept. 2005)(2005 WL 612968)(2005 N.Y. Slip Op. 01997)(Mar 17, 2005): Supreme Court, Appellate Division, First Department, New York. Robert V. Hale, Plaintiff-Appellant- Respondent, v. Jane Drake Hale, Defendant-Respondent-Appellant.
ENTERED: MARCH 17, 2005 Mazzarelli, J.P., Marlow, Williams, Gonzalez, Catterson, JJ. Resettled judgment, Supreme Court, New York County (Joan B. Lobis, J.), entered November 26, 2004, which, inter alia, awarded the wife $89,141 for her share in the parties' Connecticut condominium, permitted her to buy out husband's share of the New York co-op apartment for $324,670, determined that the distributions from the Drake Land Trust were separate property and that the alleged loans he received from his employer actually constituted part of his salary, and directed him to pay his wife $8,000 maintenance per month for four years, unanimously modified, on the law and the facts, to the extent of (1) requiring, as part of the buy-out condition for the New York apartment, that the wife pay her husband $273,846 as his separate property credit, $178,900.50 as his half share of the marital equity, as well as his post-commencement credits consisting of principal and not interest, to be determined on remand; (2) deleting the husband's award of $80,302.55 to his wife for post-commencement mortgage credits, and awarding him half of her $20,407 share of the 2000 proceeds from the Drake Land Trust; (3) deleting the provision holding the wife responsible for half the amount by which the mortgage on the parties' boat exceeds the sale price, and otherwise affirmed, without costs. The husband's appeal from order, same court and Justice, entered October 1, 2004, insofar as it denied reargument on resettling the judgment with respect to whether it should recalculate his separate property credit for the New York apartment and whether it should provide the parties the option of selling the apartment, unanimously dismissed, without costs, as taken from a nonappealable order. The husband's appeal from order, same court and Justice, entered on or about February 17, 2004, which, to the extent appealed from as limited by the briefs, denied his motion to resettle the judgment, unanimously dismissed, without costs, as taken from a nonappealable order. The husband's appeal from those portions of the divorce judgment, same court and Justice, entered October 28, 2003, "which relate to the distributive award," unanimously dismissed, without costs, as superseded by the appeal from the resettled divorce judgment. The husband's appeal from order purportedly entered July 31, 2003, unanimously dismissed, without costs, as superseded by his appeal from said order as actually entered October 22, 2003. The husband's appeal from order, same court and Justice, entered October 22, 2003, which, to the extent as limited by the briefs, refused his motion to reconsider the value of the Connecticut condominium or his wife's buy-out cost of the New York apartment, unanimously dismissed, without costs, as superseded by the appeal from the resettled divorce judgment. The wife's cross appeals from the original October 28, 2003 divorce judgment and the October 1, 2004 order directing resettlement unanimously dismissed, without costs.
As to the husband's appeal from those portions of the original divorce judgment relating to the distributive award, equitable distribution and a distributive award are two different elements of relief (see e.g. Gober v. Gober, 4 AD3d 175 [2004] ), and arguably, maintenance would not fall into either category. Where the only "distributive award" was the parties' Cadillac, precluding the husband's appeal from aspects involving equitable distribution for his choice of semantics would elevate form over substance. As for his arguments regarding maintenance, since he ultimately appealed from "each and every portion" of the amended judgment, he should not be denied the right to challenge the awards of maintenance and equitable distribution on appeal. The order denying his motion to resettle the decretal paragraphs of the judgment with respect to his separate property contribution to the New York co-op is not appealable (Hatsis v. Hatsis, 122 A.D.2d 111 [1986] ), nor does an appeal lie from the order denying reargument of that resettlement motion (Charney v. North Jersey Trading Corp., 184 A.D.2d 409 [1992] ). The husband argues there was no evidence on which the court could have concluded the condo's appreciation in value was due in any way to the direct or indirect efforts of either party, and he thus urges that we delete the award of $89,141 for his wife's share. This issue involves a matter of credibility that the court resolved in the wife's favor (see Guarnier v. Guarnier, 155 A.D.2d 744, 745 [1989] ), and the husband only raises a challenge for the first time on appeal. Since the record contains evidence that the wife played some role in the upkeep and maintenance ofthe condo, it was not an abuse of discretion for the court to grant her a share in its appreciated value (cf. DeCabrera v. Cabrera-Rosete, 70 N.Y.2d 879 [1987] ). Unavailing is the husband's assertion of error for the court to have accepted the wife's appraiser's $925,000 valuation based on comparable sales for properties much newer or larger than the condo. Substantial deference should be accorded to the court's rejection of the testimony of the husband's appraiser, whose associate left a note stating "150 K over, should be around 800 to 900 ...." (see Havell v. Islam, 301 A.D.2d 339, 347 [2002], lv denied 100 N.Y.2d 505 [2003] ). However, it does not appear that the court, when it performed its calculations of the parties' marital share of the New York apartment, took into account the equity built through mortgage payments made during the marriage. Therefore, we calculate the wife's share of the marital equity by taking the date-of-trial equity of $631,647 ($775,000 minus the outstanding mortgage of $143,353) and subtracting the husband's $273,846 separate property equity credit (representing the purchase price of $530,000 minus the outstanding mortgage of $256,154 in 1996), yielding a difference of $357,801, and then dividing that marital equity in two, for a quotient of $178,900.50. The resettled judgment is modified accordingly. Insofar as the husband asserts that we should modify the judgment so as to set forth the alternatives for disposition of the co-op, his claim is untenable and/or academic in light of the wife's undisputed intent to buy out his share. Although the Drake Land Trust acquired the 2000 distributions after the parties commenced this litigation, the husband established his right to them, and they thus constitute marital property (see Capasso v. Capasso, 129 A.D.2d 267, 285-86 [1987], lv denied 70 N.Y.2d 988 [1988] ). Such a finding is consistent with the intent of the statute to expand the extent of marital property and diminish that of separate property (see Capasso, 129 A.D.2d at 286; see also Price v. Price, 69 N.Y.2d 8, 14-17 [1986] ). Even though the wife did not produce witnesses to refute her husband's testimony that his employer loaned him substantial sums of money over the years, the burden remained on him to prove that the travelers' checks and other sums from the employer were loans and not part of his salary (see e.g. Matter of Powers v. Powers, 86 N.Y.2d 63 [1995] ). The court gave several reasons why it found that the husband failed to sustain his burden, including his acknowledgment that the writing constituted mere "housekeeping" he created subsequent to the purported loans, offering no explanation for the "moratorium." Affording the court's credibility findings great weight (see Eschbach v. Eschbach, 56 N.Y.2d 167, 173-74 [1982] ), we perceive no basis in the record to disturb its findings. The husband argues that the court abused its discretion in distributing marital property and failing to apportion unsecured marital debt. This is unfounded since four of the "Marital Assets to Ms. Hale" on which he based his calculations are actually her separate assets and deserve to remain so. Despite the arguments of both parties, we find the court's maintenance award resulted from a provident exercise of discretion (see Domestic Relations Law ? 236[B][6][a]; Spencer v. Spencer, 230 A.D.2d 645, 648 [1996] ). In light of the wife's age and limited earning capacity, it would be unreasonable to expect that she could support herself in a lifestyle approximating that which she enjoyed during the marriage (see Atweh v. Hashem, 284 A.D.2d 216, 217 [2001] ). During the marriage, the husband gave his wife an allowance of $2,500 per month, paid for all expenses, and they took frequent vacations. Although he has indicated his intention to retire when he is 65, this award is not for her lifetime, but only for four years, and his income and earning capacity demonstrate that he can manage the payments. While the parties were married only six years, they did live together for an additional eight years. In any event, a short marriage alone would not compel an award of lower maintenance in view of the marked disparity between the parties' income and earning capacity (see Allen v. Allen, 275 A.D.2d 225, 226-227 [2000], lv denied 96 N.Y.2d 708 [2001] ). We agree with the wife that her husband should not have been given 100% of the credit for the mortgage payments he made on the New York co-op, including principal and interest. When he began deducting the co-op's carrying charges from her maintenance installments in May 2003, the payments he made to the third parties for the mortgage and other charges should have been viewed as in lieu of spousal support. Thus, while the court was correct in determining that he could not offset payments made in lieu of direct spousal support (see e.g. Parisio v. Parisio, 240 A.D.2d 900 [1997] ), it should have awarded him property credit for only that portion representing the principal, not interest (see Litman v. Litman, 280 A.D.2d 520, 522 [2001] ). Furthermore, since the court awarded each party a 50% interest in the co-op, it should have awarded him only 50% of the credit toward the principal of the mortgage (see Beece v. Beece, 289 A.D.2d 352, 353 [2001]; cf. Leeds v. Leeds, 281 A.D.2d 601, 602 [2001], lv denied 97 N.Y.2d 602 [2001] ). Since it is unclear how much of the $88,302.55 consisted of principal and how much was interest, we remand for a determination of that credit and entry of an appropriately amended judgment on the final distributive award. The court should have used the value of the parties' boat at the commencement of the action, which the husband estimated at $450,000. Since he had exclusive possession, he should be solely responsible for any drop in value, in light of his witness's testimony that increased engine usage would hasten depreciation (see Heine v. Heine, 176 A.D.2d 77, 87 [1992], lv denied 80 N.Y.2d 753 [1992] ). We reject the wife's attempt to deprive her husband of his equal share of her frequent flyer miles. Her testimony made it clear that she did have such miles, and although he never established the exact amount, the judgment awarding him his share specified that the parties should present their mileage statements as of the commencement of the action, for comparison and balancing. THIS CONSTITUTES THE DECISION AND ORDER OF THE SUPREME COURT, APPELLATE DIVISION, FIRST DEPARTMENT. CLERK
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